Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AUID | Common Stock | Purchase | $53.6K | +5.7K | +0.5% | $9.40 | 1.14M | Jan 31, 2024 | Direct | F6 |
holding | AUID | Common Stock | 148K | Jan 31, 2024 | See Footnotes | F1, F4 | |||||
holding | AUID | Common Stock | 20.8K | Jan 31, 2024 | See Footnotes | F1, F2 | |||||
holding | AUID | Common Stock | 1.46K | Jan 31, 2024 | See Footnotes | F1, F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | AUID | Common Stock Purchase Warrant | 10.4K | Jan 31, 2024 | Common Stock | 10.4K | $36.00 | See footnotes | F1, F5 |
Id | Content |
---|---|
F1 | Stephen J. Garchik ("Mr. Garchik") disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of his actual pecuniary interest. |
F2 | Held by the Garchik Irrevocable 2019 Trust (the "2019 Trust") of which Mr. Garchik is a trustee |
F3 | Held by Garchik Universal Limited Partnership, which Mr. Garchik jointly controls with his sister. |
F4 | Held by Marla Garchik Irrevocable 2020 Trust (the "2020 Trust") of which Mr. Garchik is a beneficiary. |
F5 | Held by the 2019 Trust. |
F6 | Reflects the weighted average purchase price. The range of prices for such transactions is $9.07 to $9.55. Open market purchase transactions were made on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. |