Feng-Hua Chen - 04 Jan 2024 Form 3 Insider Report for NOCERA, INC. (NCRA)

Role
Chief Operating Officer
Signature
/s/ Feng-Hua Chen
Issuer symbol
NCRA
Transactions as of
04 Jan 2024
Net transactions value
$0
Form type
3
Filing time
19 Jan 2024, 09:36:31 UTC
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NCRA Class B Warrants 04 Jan 2024 Common Stock 100,000 $1.50 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A total of 100,000 Class B Warrants were issued pursuant to that certain Employment Agreement dated as of January 5, 2024, by and between Nocera, Inc. and Feng-Hua Chen, each with a right to purchase a share of common stock, par value $0.001 per share, of the Company, exercisable at $1.50 and vesting biannually over the next 2 years.