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Signature
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/s/ Bradford T. Adamczyk
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Stock symbol
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AERG
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Transactions as of
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Jan 16, 2024
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Transactions value $
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-$18,995
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Form type
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4
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Date filed
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1/18/2024, 04:20 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
AERG |
Common Stock, par value $0.001 per share |
Options Exercise |
$273 |
+3.9K |
+0.58% |
$0.07* |
675K |
Jan 16, 2024 |
Direct |
|
transaction |
AERG |
Common Stock, par value $0.001 per share |
Sale |
-$7.8K |
-3.9K |
-0.58% |
$2.00 |
671K |
Jan 16, 2024 |
Direct |
F1 |
transaction |
AERG |
Common Stock, par value $0.001 per share |
Options Exercise |
$427 |
+6.1K |
+0.91% |
$0.07* |
678K |
Jan 17, 2024 |
Direct |
|
transaction |
AERG |
Common Stock, par value $0.001 per share |
Sale |
-$11.9K |
-6.1K |
-0.9% |
$1.95 |
671K |
Jan 17, 2024 |
Direct |
F1 |
holding |
AERG |
Common Stock, par value $0.001 per share |
|
|
|
|
|
1.56M |
Jan 16, 2024 |
See Footnote |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
AERG |
Non-Qualified Stock Options |
Options Exercise |
|
-3.9K |
-0.27% |
|
1.46M |
Jan 16, 2024 |
Common Stock, par value $.001 per share |
3.9K |
$0.07 |
Direct |
F3 |
transaction |
AERG |
Non-Qualified Stock Options |
Options Exercise |
|
-6.1K |
-0.42% |
|
1.45M |
Jan 17, 2024 |
Common Stock, par value $.001 per share |
6.1K |
$0.07 |
Direct |
F3 |
holding |
AERG |
Non-Qualified Stock Options |
|
|
|
|
|
3.5M |
Jan 16, 2024 |
Common Stock, par value $.001 per share |
|
$0.07 |
See Footnote |
F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: