Robert Grunewald - Jan 10, 2024 Form 4 Insider Report for Flat Rock Opportunity Fund (FROPX)

Role
CEO, Director, Other*
Signature
/s/ Robert K. Grunewald
Stock symbol
FROPX
Transactions as of
Jan 10, 2024
Transactions value $
$62,000
Form type
4
Date filed
1/11/2024, 04:50 PM
Previous filing
Dec 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FROPX Common Shares of Beneficial Interest Purchase $62K +3.27K +4.48% $18.98* 76.1K Jan 10, 2024 Direct F1
holding FROPX Common Shares of Beneficial Interest 92.2K Jan 10, 2024 By Robert K. Grunewald Revocable Trust F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares includes shares acquired pursuant to the Flat Rock Opportunity Fund distribution reinvestment policy ("DRIP"), exempt under Rule 16a-11.

Remarks:

Mr. Grunewald is a control person of Flat Rock Global, LLC, which is the investment adviser of the Issuer.