Christopher Andrews - Jan 4, 2024 Form 4 Insider Report for Collective Audience, Inc. (CAUD)

Signature
/s/ Chris Andrews
Stock symbol
CAUD
Transactions as of
Jan 4, 2024
Transactions value $
$0
Form type
4
Date filed
1/5/2024, 04:36 PM
Previous filing
Nov 7, 2023
Next filing
Feb 2, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CAUD Employee Stock Option (Right to Buy) Award $0 +40K $0.00 40K Jan 4, 2024 Common Stock 40K $1.35 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option shares will vest and become exercisable in a series of twelve (12) successive equal monthly installments commencing on February 1, 2024, such that all Employee Stock Options in this grant will be vested and exercisable on January 1, 2025. This option grant was approved by the Board of the Company on January 1, 2024, subject to shareholder approval of the stock option plan under which the option was granted, and may not be exercised until such shareholder approval is received.