Jeffrey Tirman - Aug 12, 2021 Form 4/A - Amendment Insider Report for Collective Audience, Inc. (CAUD)

Role: 10%+ Owner
Signature: /s/ Jeffrey Tirman
Stock symbol: CAUD
Transactions as of: Aug 12, 2021
Transactions value $: $1,059,080
Form type: 4/A - Amendment
Date filed: 12/13/2023, 12:31 PM
Date Of Original Report: Sep 9, 2021
Previous filing: Aug 11, 2021
Next filing: Sep 9, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CAUD	Common Stock	Purchase	$2.76M	+276K	+19.22%	$10.00	1.71M	Aug 12, 2021	See Footnotes	F1, F2
transaction	CAUD	Common Stock	Other	$0	-4.02K	-0.23%	$0.00	1.71M	Aug 23, 2021	See Footnotes	F2, F3, F4
transaction	CAUD	Common Stock	Purchase	$183K	+18.3K	+1.07%	$10.00	1.73M	Aug 23, 2021	See Footnotes	F1, F2
transaction	CAUD	Common Stock	Sale	-$809K	-75K	-4.34%	$10.78	1.65M	Apr 11, 2023	See Footnotes	F2, F5
transaction	CAUD	Common Stock	Sale	-$1.08M	-40K	-2.42%	$26.96	1.61M	Nov 2, 2023	See Footnotes	F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CAUD	Warrants	Purchase		+276K			276K	Aug 12, 2021	Common Stock	276K	$11.50	See Footnotes	F1, F2
transaction	CAUD	Warrants	Purchase		+18.3K	+6.64%		295K	Aug 23, 2021	Common Stock	18.3K	$11.50	See Footnotes	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Jeffrey Tirman is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id	Content
F1	Reflects the purchase price for Units (the "Private Placement Units") consisting of one share of Common Stock and one warrant to purchase one share of Common Stock (the "Warrant") at a purchase price of $10.00 per Private Placement Unit pursuant to the Private Placement Unites Purchase Agreement dated August 10, 2021 entered into between the Issuer and the Reporting Person. No portion of the purchase price for the Private Placement Units was allocated to the Warrants.
F2	Abri Ventures I, LLC ("Abri Ventures") is the record holder of the securities reported herein. Jeffrey Tirman is the authorized person of Abri Ventures and may be deemed to have beneficial ownership of the securities held of record by Abri Ventures. Such person disclaims any such beneficial ownership except to the extent of his pecuniary interest therein.
F3	As contemplated in connection with the initial public offering of the Issuer, 4,020 shares of Common Stock of the Issuer were returned by the reporting person to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.
F4	Amended to correct Amount of Securities Beneficially Owned on August 23, 2021 included in column 5.
F5	Amounts reflect the imputed price based on the Nasdaq Official Closing Price of the Issuer's Common Stock as reported by Nasdaq on the trading day prior to the date reported as the transaction did not involve a cash payment.