Troy Valentine - 28 Nov 2023 Form 3 Insider Report for Incannex Healthcare Inc. (IXHL)

Role
Director
Signature
/s/ Troy Valentine
Issuer symbol
IXHL
Transactions as of
28 Nov 2023
Net transactions value
$0
Form type
3
Filing time
06 Dec 2023, 06:22:52 UTC
Next filing
21 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding IXHL Common Stock 29,250 28 Nov 2023 Direct
holding IXHL Common Stock 10,000 28 Nov 2023 By Mr. Valentine as the beneficiary of the GFCR Investments Trust
holding IXHL Common Stock 30,000 28 Nov 2023 By Valplan Pty Ltd, a company of which Mr. Valentine is a director
holding IXHL Common Stock 10,000 28 Nov 2023 By Tranaj Nominees Pty Ltd, a company of which Mr. Valentine is a director
holding IXHL Common Stock 242,862 28 Nov 2023 By Alignment Capital Pty Ltd, a company of which Mr. Valentine is a director and major shareholder
holding IXHL Common Stock 44,400 28 Nov 2023 By Cityside Pty Ltd, a company wholly-owned by Mr. Valentine

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding IXHL Stock Option (right to buy) 28 Nov 2023 Common Stock, par value $0.0001 4,667 $17.10 Direct
holding IXHL Stock Option (right to buy) 28 Nov 2023 Common Stock, par value $0.0001 4,667 $20.39 Direct
holding IXHL Stock Option (right to buy) 28 Nov 2023 Common Stock, par value $0.0001 4,667 $23.02 Direct F1
holding IXHL Stock Option (right to buy) 28 Nov 2023 Common Stock, par value $0.0001 4,667 $17.10 Direct
holding IXHL Stock Option (right to buy) 28 Nov 2023 Common Stock, par value $0.0001 4,667 $20.39 Direct F2
holding IXHL Stock Option (right to buy) 28 Nov 2023 Common Stock, par value $0.0001 4,667 $23.02 Direct F3
holding IXHL Stock Option (right to buy) 28 Nov 2023 Common Stock, par value $0.0001 1,951 $16.44 Direct
holding IXHL Stock Option (right to buy) 28 Nov 2023 Common Stock, par value $0.0001 1,917 $16.44 By Mr. Valentine as beneficiary of the GFCR Investments Trust managed
holding IXHL Stock Option (right to buy) 28 Nov 2023 Common Stock, par value $0.0001 2,000 $16.44 By Valplan Pty Ltd, a company of which Mr. Valentine is a director
holding IXHL Stock Option (right to buy) 28 Nov 2023 Common Stock, par value $0.0001 6,812 $16.44 By Tranaj Nominees Pty Ltd, a company of which Mr. Valentine is a director
holding IXHL Stock Option (right to buy) 28 Nov 2023 Common Stock, par value $0.0001 8,797 $16.44 By Alignment Capital Pty Ltd, a company of which Mr. Valentine is a director and major shareholder
holding IXHL Stock Option (right to buy) 28 Nov 2023 Common Stock, par value $0.0001 2,960 $16.44 By Cityside Pty Ltd a company wholly-owned by Mr. Valentine
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Granted on November 28, 2023. Vesting to occur on June 30, 2024, provided Mr. Valentine is still a director on such date.
F2 Granted on November 28, 2023. Vesting to occur on June 30, 2024, provided Mr. Valentine is still a director on such date.
F3 Granted on November 28, 2023. Vesting to occur on June 30, 2025, provided Mr. Valentine is still a director on such date.