Kyle Wool - Nov 27, 2023 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Role
Director, 10%+ Owner
Signature
/s/ Kyle Wool
Stock symbol
DOMH
Transactions as of
Nov 27, 2023
Transactions value $
$2,200
Form type
4
Date filed
11/28/2023, 04:05 PM
Previous filing
Nov 21, 2023
Next filing
Dec 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOMH Common Stock Purchase $2.2K +1K +4.35% $2.20 24K Nov 27, 2023 By Mr. Wool's Rollover IRA F1, F2
holding DOMH Common Stock 819K Nov 27, 2023 Direct F3
holding DOMH Common Stock 1.48K Nov 27, 2023 Catatonk Creek LLC F4
holding DOMH Common Stock 1.48K Nov 27, 2023 Tioga 22 LLC F4
holding DOMH Common Stock 3.56K Nov 27, 2023 Wool c/f Alison Cottone UTMA/NY Age 18 F5
holding DOMH Common Stock 1.48K Nov 27, 2023 Dongam, LLC F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.
F2 The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
F3 Of the 818,858 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 611,939 shares are beneficially owned directly by Ms. Yu.
F4 Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
F5 Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
F6 Ms. Yu is the sole member of Dongam, LLC.