Robert L. Antin - Nov 10, 2023 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
Director
Signature
/s/ Robert Antin
Stock symbol
RILY
Transactions as of
Nov 10, 2023
Transactions value $
$643,850
Form type
4
Date filed
11/13/2023, 08:00 AM
Previous filing
Jun 14, 2023
Next filing
Nov 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Purchase $259K +10K +21.98% $25.94 55.5K Nov 10, 2023 Direct
transaction RILY Common Stock Purchase $384K +15K +27.03% $25.63 70.5K Nov 10, 2023 Direct
holding RILY Common Stock 200K Nov 10, 2023 See footnote F1
holding RILY Common Stock 200K Nov 10, 2023 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held of record by Robert L. Antin and Patti Antin as Trustees for the Robert and Patti Antin Living Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2 Held of record by the Robert Antin Children Irrevocable Trust Dtd 1/1/01 (the "Trust"). The reporting person is the settlor of the Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.