Robert L. Antin - 10 Nov 2023 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
Director
Signature
/s/ Robert Antin
Issuer symbol
RILY
Transactions as of
10 Nov 2023
Net transactions value
+$643,850
Form type
4
Filing time
13 Nov 2023, 08:00:09 UTC
Previous filing
14 Jun 2023
Next filing
14 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Purchase $259,400 +10,000 +22% $25.94 55,495 10 Nov 2023 Direct
transaction RILY Common Stock Purchase $384,450 +15,000 +27% $25.63 70,495 10 Nov 2023 Direct
holding RILY Common Stock 200,000 10 Nov 2023 See footnote F1
holding RILY Common Stock 200,000 10 Nov 2023 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held of record by Robert L. Antin and Patti Antin as Trustees for the Robert and Patti Antin Living Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2 Held of record by the Robert Antin Children Irrevocable Trust Dtd 1/1/01 (the "Trust"). The reporting person is the settlor of the Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.