Kyle Wool - Sep 20, 2023 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Role
Director
Signature
/s/ Kyle Wool
Stock symbol
DOMH
Transactions as of
Sep 20, 2023
Transactions value $
$39,271
Form type
4
Date filed
9/22/2023, 08:30 AM
Previous filing
Sep 20, 2023
Next filing
Nov 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOMH Common Stock Purchase $253 +100 +1.67% $2.53 6.1K Sep 20, 2023 By Mr. Wool's Rollover IRA F1, F2, F3
transaction DOMH Common Stock Purchase $18.5K +7.4K +121.31% $2.50 13.5K Sep 20, 2023 By Mr. Wool's Rollover IRA F1, F2, F3
transaction DOMH Common Stock Purchase $6.66K +2.5K +18.52% $2.66 16K Sep 20, 2023 By Mr. Wool's Rollover IRA F1, F2, F3
transaction DOMH Common Stock Purchase $13.8K +5K +31.25% $2.77 21K Sep 20, 2023 By Mr. Wool's Rollover IRA F1, F2, F3
holding DOMH Common Stock 819K Sep 20, 2023 Direct F4
holding DOMH Common Stock 1.48K Sep 20, 2023 Catatonk Creek LLC F5
holding DOMH Common Stock 1.48K Sep 20, 2023 Tioga 22 LLC F5
holding DOMH Common Stock 3.56K Sep 20, 2023 Wool c/f Alison Cottone UTMA/NY Age 18 F6
holding DOMH Common Stock 1.48K Sep 20, 2023 Dongam, LLC F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction.
F3 The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
F4 Of the 818,858 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 611,939 shares are beneficially owned directly by Ms. Yu.
F5 Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
F6 Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
F7 Ms. Yu is the sole member of Dongam, LLC.