Kyle Michael Wool - 20 Sep 2023 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Role
Director
Signature
/s/ Kyle Wool
Issuer symbol
DOMH
Transactions as of
20 Sep 2023
Net transactions value
+$39,271
Form type
4
Filing time
22 Sep 2023, 08:30:28 UTC
Previous filing
20 Sep 2023
Next filing
21 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOMH Common Stock Purchase $253 +100 +1.7% $2.53 6,100 20 Sep 2023 By Mr. Wool's Rollover IRA F1, F2, F3
transaction DOMH Common Stock Purchase $18,523 +7,400 +121% $2.50 13,500 20 Sep 2023 By Mr. Wool's Rollover IRA F1, F2, F3
transaction DOMH Common Stock Purchase $6,658 +2,500 +19% $2.66 16,000 20 Sep 2023 By Mr. Wool's Rollover IRA F1, F2, F3
transaction DOMH Common Stock Purchase $13,836 +5,000 +31% $2.77 21,000 20 Sep 2023 By Mr. Wool's Rollover IRA F1, F2, F3
holding DOMH Common Stock 818,858 20 Sep 2023 Direct F4
holding DOMH Common Stock 1,477 20 Sep 2023 Catatonk Creek LLC F5
holding DOMH Common Stock 1,476 20 Sep 2023 Tioga 22 LLC F5
holding DOMH Common Stock 3,559 20 Sep 2023 Wool c/f Alison Cottone UTMA/NY Age 18 F6
holding DOMH Common Stock 1,477 20 Sep 2023 Dongam, LLC F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction.
F3 The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
F4 Of the 818,858 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 611,939 shares are beneficially owned directly by Ms. Yu.
F5 Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
F6 Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
F7 Ms. Yu is the sole member of Dongam, LLC.