Stephen Jeffrey Garchik - Sep 15, 2023 Form 4 Insider Report for authID Inc. (AUID)

Role
10%+ Owner
Signature
/s/ Stephen Jeffrey Garchik
Stock symbol
AUID
Transactions as of
Sep 15, 2023
Transactions value $
$132,835
Form type
4
Date filed
9/19/2023, 05:00 PM
Previous filing
May 31, 2023
Next filing
Nov 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AUID Common Stock Purchase $133K +15.5K +1.68% $8.57 941K Sep 15, 2023 Direct F6
holding AUID Common Stock 148K Sep 15, 2023 See Footnotes F1, F4
holding AUID Common Stock 20.8K Sep 15, 2023 See Footnotes F1, F2
holding AUID Common Stock 1.46K Sep 15, 2023 See Footnotes F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AUID Common Stock Purchase Warrant 10.4K Sep 15, 2023 Common Stock 10.4K $36.00 See footnotes F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stephen J. Garchik ("Mr. Garchik") disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest.
F2 Held by the Garchik Irrevocable 2019 Trust (the "2019 Trust") of which Mr. Garchik is a trustee
F3 Held by Garchik Universal Limited Partnership, which Mr. Garchik jointly controls with his sister.
F4 Held by Marla Garchik Irrevocable 2020 Trust (the "2020 Trust") of which Mr. Garchik is a beneficiary.
F5 Held by the 2019 Trust.
F6 Reflects the weighted average purchase price. The range of prices for such transactions is $8.40 to $8.75. Open market purchase transactions were made on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.