Alfonso J. Cervantes Jr. - 05 Sep 2023 Form 4 Insider Report for SMART FOR LIFE, INC.

Role
Executive Chairman, Director
Signature
/s/ Alfonso J. Cervantes, Jr.
Issuer symbol
SMFL on OTC
Transactions as of
05 Sep 2023
Net transactions value
$0
Form type
4
Filing time
07 Sep 2023, 16:58:05 UTC
Previous filing
12 Jun 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMFL Stock Option (right to buy) Award $0 +270,000 $0.000000 270,000 05 Sep 2023 Common Stock 270,000 $1.11 Direct F1
transaction SMFL Stock Option (right to buy) Award $0 +270,000 $0.000000 270,000 06 Sep 2023 Common Stock 270,000 $0.9901 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares underlying the stock option shall vest in full on the date that the Issuer's stockholders approve Amendment No. 2 to the Smart for Life, Inc. 2022 Equity Incentive Plan, subject to the reporting person's continuous service (as defined in the Smart for Life, Inc. 2022 Equity Incentive Plan, as amended).