Alan B. Bergman - Sep 5, 2023 Form 4 Insider Report for SMART FOR LIFE, INC. (SMFL)

Role: Chief Financial Officer
Signature: /s/ Alan B. Bergman
Stock symbol: SMFL
Transactions as of: Sep 5, 2023
Transactions value $: $0
Form type: 4
Date filed: 9/7/2023, 04:57 PM
Previous filing: Aug 16, 2022
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SMFL	Stock Option (right to buy)	Award	$0	+20K		$0.00	20K	Sep 5, 2023	Common Stock	20K	$1.11	Direct	F1
transaction	SMFL	Stock Option (right to buy)	Award	$0	+20K		$0.00	20K	Sep 6, 2023	Common Stock	20K	$0.99	Direct

Showing 1 to 2 of 2 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The shares underlying the stock option shall vest in full on the date that the Issuer's stockholders approve Amendment No. 2 to the Smart for Life, Inc. 2022 Equity Incentive Plan, subject to the reporting person's continuous service (as defined in the Smart for Life, Inc. 2022 Equity Incentive Plan, as amended).