| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HLYK | Warrants | Other | $0 | +500,000 | $0.000000 | 500,000 | 17 Aug 2023 | Common stock | 500,000 | $0.1500 | Held by Trust | F1, F2 | |
| holding | HLYK | Warrants | 10,490,055 | 17 Aug 2023 | Common stock | 10,490,055 | Direct | F3 | ||||||
| holding | HLYK | Warrants | 4,784,411 | 17 Aug 2023 | Common stock | 4,784,411 | Held by Trust | F2, F3 | ||||||
| holding | HLYK | Series B Convertible Preferred Stock | 2,750,000 | 17 Aug 2023 | Common stock | 2,750,000 | Held by Trust | F2, F3 | ||||||
| holding | HLYK | Options | 750,000 | 17 Aug 2023 | Common stock | 750,000 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | The Mary S. Dent Gifting Trust dated January 31, 2006, a trust for which the reporting person is trustee, received the warrants to purchase shares of Issuer's common stock in connection with a loan agreement the Trust entered into with the Issuer on the warrant date. |
| F2 | Held beneficially by the Mary S. Dent Gifting Trust dated January 31, 2006. The reporting person is the trustee of such trust. |
| F3 | Reflects previously issued derivative securities shown for beneficial ownership purposes only. |