Andrew Moore - 26 Jul 2023 Form 4/A - Amendment Insider Report for B. Riley Financial, Inc. (RILY)

Role
CEO B. Riley Securities, Inc.
Signature
/s/ Andrew Moore
Issuer symbol
RILY
Transactions as of
26 Jul 2023
Transactions value $
$296,222
Form type
4/A - Amendment
Filing time
27 Jul 2023, 17:00:07 UTC
Date Of Original Report
26 Jul 2023
Previous filing
26 Jul 2023
Next filing
15 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Award $21.2K +543 +0.15% $39.08 375K 30 Jun 2023 Direct F1
transaction RILY Common Stock Purchase $275K +5K +1.33% $55.00 380K 26 Jul 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2 This amended report is being filed to correct the date of the transaction. Represents stock purchased as part of public offering of common stock by the issuer.