Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RILY | Common Stock | Award | $21.2K | +543 | +0.57% | $39.08 | 95.4K | Jun 30, 2023 | Direct | F1 |
transaction | RILY | Common Stock | Purchase | $100K | +1.82K | +5.63% | $55.00 | 34.1K | Jul 26, 2023 | See note | F2, F3 |
transaction | RILY | Common Stock | Purchase | $400K | +7.27K | +0.84% | $55.00 | 877K | Jul 26, 2023 | See note | F2, F4 |
holding | RILY | Common Stock | 5.6K | Jul 26, 2023 | By wife | F5 | |||||
holding | RILY | Common Stock | 1.74K | Jul 26, 2023 | By daughter | F6 | |||||
holding | RILY | Common Stock | 1.74K | Jul 26, 2023 | By daughter | F7 | |||||
holding | RILY | Common Stock | 1.74K | Jul 26, 2023 | By daughter | F8 |
Id | Content |
---|---|
F1 | Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
F2 | Represents stock purchased as part of public offering of common stock by the issuer. |
F3 | Held by self-directed IRA: Thomas John Kelleher IRA. |
F4 | Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust. |
F5 | Held with dispositive power for a daughter. |
F6 | Held with dispositive power for a daughter. |
F7 | Held with dispositive power for a daughter. |
F8 | Held with dispositive power for a daughter. |