Mark E. Strome - 13 Jul 2023 Form 4 Insider Report for HeartBeam, Inc. (BEAT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
18 Jul 2023, 10:37:42 UTC
Prior SEC filing
15 May 2023
Next SEC filing
31 Dec 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Mark E. Strome

Key filing fact

Mark E. Strome filed Form 4 for HeartBeam, Inc. (BEAT) on 18 Jul 2023.

Key facts

  • This page summarizes Mark E. Strome's Form 4 filing for HeartBeam, Inc. (BEAT).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 18 Jul 2023, 10:37.

Change

  • Previous filing in this sequence was filed on 15 May 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BEAT transaction

Common Stock

Award

Transaction value
$0
Shares
+23,961
Change %
Price
$0.000000
Shares after
23,961
Date
13 Jul 2023
Ownership
Direct
Footnotes
F1
BEAT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,150,000
Date
13 Jul 2023
Ownership
See Footnote
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of July 13, 2024 or the date of the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person continuing to be an Outside Director (as defined in the Issuer's 2022 Equity Inventive Plan) through the applicable vesting date.

Footnote F2

The reported securities are held directly by Strome Mezzanine Fund II, LP, Mark E. Strome Living Trust and Strome Dynasty, LLC. Mr. Strome has the authority to vote and dispose of the reported securities held by each of these entities. Mr. Strome disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that Mr. Strome is a beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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