Chicago Atlantic Credit Opportunities, LLC - May 31, 2023 Form 3 Insider Report for Goodness Growth Holdings, Inc. (GDNSF)

Role
10%+ Owner
Signature
/s/ David Kite, Chief Operating Officer for all Filers
Stock symbol
GDNSF
Transactions as of
May 31, 2023
Transactions value $
$0
Form type
3
Date filed
7/14/2023, 10:46 AM
Next filing
Jun 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GDNSF Subordinate Voting Shares 10.7M May 31, 2023 Direct
holding GDNSF Subordinate Voting Shares 1.14K May 31, 2023 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GDNSF 2021 Warrants May 31, 2023 Subordinate Voting Shares 671K $2.66 See Footnote F1, F2
holding GDNSF 2021 Warrants May 31, 2023 Subordinate Voting Shares 526K $2.66 Direct F2
holding GDNSF 2023 Warrants May 31, 2023 Subordinate Voting Shares 4.89M $0.15 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Chicago Atlantic Group GP, LLC is the general partner of Chicago Atlantic Group, LP which is the managing member of Chicago Atlantic Advisers, LLC which is the investment manager of Chicago Atlantic Credit Opportunities, LLC ("CACO"). Chicago Atlantic GP Holdings, LLC is the managing member of Chicago Atlantic Manager, LLC which is the managing member of CACO. The securities reported as indirectly held in Tables I and II are held directly by another company for which Chicago Atlantic Group, LP serves as managing member. The address for all filing persons is set forth in Box 1. The filing persons disclaim beneficial ownership of all reported securities except to the extent of their pecuniary interest therein, if any.
F2 The exercise price is CAD$3.50. The exercise price has been converted to U.S. dollars based on conversion rates current as of the filing of this report.