Simanson Gary A - Jun 29, 2023 Form 4 Insider Report for Thunder Bridge Capital Partners IV, Inc. (THCP)

Role
President and CEO, Director, 10%+ Owner
Signature
/s/ Gary A. Simanson Gary A. Simanson
Stock symbol
THCP
Transactions as of
Jun 29, 2023
Transactions value $
$0
Form type
4
Date filed
6/29/2023, 05:26 PM
Previous filing
Aug 9, 2021
Next filing
Aug 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction THCP Class A Common Stock Conversion of derivative security +5.91M +912.45% 6.56M Jun 29, 2023 See footnote F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction THCP Class B Common Stock Conversion of derivative security -5.91M -100% 1 Jun 29, 2023 Class A Common Stock 5.91M See footnote F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of Class B common stock of the Issuer are convertible into shares of Class A common stock on a one-for-one basis. The Class B common stock has no expiration date. On June 29, 2023, the reporting person elected to convert 5,913,195 shares of Class B common stock held by it into 5,913,195 shares of Class A common stock.
F2 Includes 648,055 shares of Class A common stock underlying private placement units (each unit consisting of one share of Class A common stock and one-fifth of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by TBCP IV, LLC (the "Sponsor"), acquired in connection with the Issuer's initial public offering.
F3 The Sponsor is the record holder of the securities reported herein. Mr. Simanson, the President and Chief Executive Officer of the Issuer, is the managing member of the Sponsor and has sole voting and investment discretion with respect to the common stock held of record by the Sponsor. By virtue of this relationship, Mr. Simanson may be deemed to have beneficial ownership of the securities held of record by the Sponsor. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.