Richard Gebbia - 22 Jun 2023 Form 4 Insider Report for SIEBERT FINANCIAL CORP (SIEB)

Role
Member of 10% owner group
Signature
/s/ Richard Gebbia
Issuer symbol
SIEB
Transactions as of
22 Jun 2023
Net transactions value
$0
Form type
4
Filing time
28 Jun 2023, 21:00:03 UTC
Previous filing
19 Dec 2022
Next filing
18 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIEB Common Stock, $0.01 par value per share Other $244,000 +100,000 +28% $2.44 463,535 22 Jun 2023 Direct F1
transaction SIEB Common Stock, $0.01 par value per share Other $244,000 -100,000 -3.7% $2.44 2,589,592 22 Jun 2023 See Footnote F1, F2
transaction SIEB Common Stock, $0.01 par value per share Other $0 0 0% $0.000000* 16,996,323 22 Jun 2023 Control Group F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person received 100,000 shares from the Reporting Person's spouse, Kimberly Gebbia.
F2 2,689,592 shares of Issuer common stock were owned by the spouse of the Reporting Person and was included in the Reporting Person's total indirect beneficial ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
F3 The Reporting Person is part of a control group consisting of family members of the Reporting Person. The transactions listed above did not change the number of shares in the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.