| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CNVS | Class A Common Stock | Award | $0 | +71,428 | +96% | $0.000000 | 146,140 | 13 Jan 2020 | Direct | F1 |
| transaction | CNVS | Class A Common Stock | Award | $0 | +77,543 | +53% | $0.000000 | 223,683 | 19 Feb 2021 | Direct | F2 |
| transaction | CNVS | Class A Common Stock | Award | $0 | +37,015 | +17% | $0.000000 | 260,698 | 03 Nov 2021 | Direct | F3 |
| transaction | CNVS | Class A Common Stock | Sale | $93,633 | -204,752 | -1% | $0.4573 | 19,966,002 | 27 Sep 2022 | See footnote | F4, F5, F6 |
| transaction | CNVS | Class A Common Stock | Sale | $24,735 | -55,248 | -0.28% | $0.4477 | 19,910,754 | 27 Sep 2022 | See footnote | F6, F7, F8 |
| transaction | CNVS | Class A Common Stock | Sale | $41,216 | -92,621 | -0.47% | $0.4450 | 19,818,133 | 28 Sep 2022 | See footnote | F6, F9, F10 |
| transaction | CNVS | Class A Common Stock | Sale | $41,235 | -92,663 | -0.47% | $0.4450 | 19,725,470 | 28 Sep 2022 | See footnote | F6, F11, F12 |
| transaction | CNVS | Class A Common Stock | Sale | $139,290 | -344,948 | -1.7% | $0.4038 | 19,380,522 | 30 Sep 2022 | See footnote | F6, F13, F14 |
| transaction | CNVS | Class A Common Stock | Sale | $139,332 | -345,052 | -1.8% | $0.4038 | 19,035,470 | 30 Sep 2022 | See footnote | F6, F15, F16 |
| transaction | CNVS | Class A Common Stock | Sale | $23,240 | -50,000 | -0.26% | $0.4648 | 18,985,470 | 17 Nov 2022 | See footnote | F6, F17, F18 |
| transaction | CNVS | Class A Common Stock | Sale | $23,240 | -50,000 | -0.26% | $0.4648 | 18,935,470 | 17 Nov 2022 | See footnote | F6, F19, F20 |
| transaction | CNVS | Class A Common Stock | Sale | $11,728 | -25,200 | -0.13% | $0.4654 | 18,910,270 | 18 Nov 2022 | See footnote | F6, F21, F22 |
| transaction | CNVS | Class A Common Stock | Sale | $11,728 | -25,200 | -0.13% | $0.4654 | 18,885,070 | 18 Nov 2022 | See footnote | F6, F23, F24 |
| transaction | CNVS | Class A Common Stock | Sale | $14,077 | -31,000 | -0.16% | $0.4541 | 18,854,070 | 21 Nov 2022 | See footnote | F6, F25, F26 |
| transaction | CNVS | Class A Common Stock | Sale | $14,077 | -31,000 | -0.16% | $0.4541 | 18,823,070 | 21 Nov 2022 | See footnote | F6, F27, F28 |
| transaction | CNVS | Class A Common Stock | Award | $0 | +171,006 | +66% | $0.000000 | 431,704 | 30 Nov 2022 | Direct | F29 |
| transaction | CNVS | Class A Common Stock | Sale | $4,080 | -8,500 | -0.05% | $0.4800 | 18,814,570 | 14 Dec 2022 | See footnote | F6, F30, F31 |
| transaction | CNVS | Class A Common Stock | Sale | $4,081 | -8,500 | -0.05% | $0.4801 | 18,806,070 | 14 Dec 2022 | See footnote | F6, F32, F33 |
| transaction | CNVS | Class A Common Stock | Sale | $9,995 | -23,713 | -0.13% | $0.4215 | 18,782,357 | 20 Dec 2022 | See footnote | F6, F34, F35 |
| transaction | CNVS | Class A Common Stock | Sale | $9,995 | -23,713 | -0.13% | $0.4215 | 18,758,644 | 20 Dec 2022 | See footnote | F6, F36, F37 |
| transaction | CNVS | Class A Common Stock | Sale | $3,137 | -7,355 | -0.04% | $0.4265 | 18,751,289 | 21 Dec 2022 | See footnote | F6, F38, F39 |
| transaction | CNVS | Class A Common Stock | Sale | $3,137 | -7,355 | -0.04% | $0.4265 | 18,743,934 | 21 Dec 2022 | See footnote | F6, F40, F41 |
| Id | Content |
|---|---|
| F1 | Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2019. Such shares vest quarterly on December 31, 2019, March 31, 2020, June 30, 2020 and September 30, 2020, so long as the Reporting Person is a director on each such date. |
| F2 | Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2020. Such shares vest quarterly on December 31, 2020, March 31, 2021, June 30, 2021 and September 30, 2021, so long as the Reporting Person is a director on each such date. |
| F3 | Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2021. Such shares vest quarterly on December 31, 2021, March 31, 2022, June 30, 2022 and September 30, 2022, so long as the Reporting Person is a director on each such date. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai Investment LP ("Mingtai") in multiple transactions at prices ranging from $0.4450 to $0.4660, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F5 | Includes (i) 8,801,020 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai Investment LP ("Antai"), and (iii) 7,266,367 shares of Class A Common Stock held by Shangtai Asset Management LP ("Shangtai"). |
| F6 | Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. |
| F7 | The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4450 to $0.4575, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F8 | Includes (i) 8,801,020 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,211,119 shares of Class A Common Stock held by Shangtai. |
| F9 | The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4400 to $0.4529, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F10 | Includes (i) 8,708,399 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,211,119 shares of Class A Common Stock held by Shangtai. |
| F11 | The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4400 to $0.4529, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F12 | Includes (i) 8,708,399 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,118,456 shares of Class A Common Stock held by Shangtai. |
| F13 | The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.3930 to $0.4246, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F14 | Includes (i) 8,363,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,118,456 shares of Class A Common Stock held by Shangtai. |
| F15 | The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.3930 to $0.4246, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F16 | Includes (i) 8,363,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,773,404 shares of Class A Common Stock held by Shangtai. |
| F17 | The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4510 to $0.5100, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F18 | Includes (i) 8,313,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,773,404 shares of Class A Common Stock held by Shangtai. |
| F19 | The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4510 to $0.5100, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F20 | Includes (i) 8,313,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,723,404 shares of Class A Common Stock held by Shangtai. |
| F21 | The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4586 to $0.4900, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F22 | Includes (i) 8,288,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,723,404 shares of Class A Common Stock held by Shangtai. |
| F23 | The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4585 to $0.4900, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F24 | Includes (i) 8,288,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,698,204 shares of Class A Common Stock held by Shangtai. |
| F25 | The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4500 to $0.4603, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F26 | Includes (i) 8,257,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,698,204 shares of Class A Common Stock held by Shangtai. |
| F27 | The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4500 to $0.4603, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F28 | Includes (i) 8,257,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,667,204 shares of Class A Common Stock held by Shangtai. |
| F29 | Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2022. Such shares vest quarterly on December 31, 2022, March 31, 2023, June 30, 2023 and September 30, 2023, so long as the Reporting Person is a director on each such date. |
| F30 | The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4751 to $0.4918, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F31 | Includes (i) 8,248,751 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,667,204 shares of Class A Common Stock held by Shangtai. |
| F32 | The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4751 to $0.4918, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F33 | Includes (i) 8,248,751 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,658,704 shares of Class A Common Stock held by Shangtai. |
| F34 | The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4150 to $0.4450, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F35 | Includes (i) 8,225,038 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,658,704 shares of Class A Common Stock held by Shangtai. |
| F36 | The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4150 to $0.4450, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F37 | Includes (i) 8,225,038 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,634,991 shares of Class A Common Stock held by Shangtai. |
| F38 | The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4200 to $0.4321, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F39 | Includes (i) 8,217,683 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,634,991 shares of Class A Common Stock held by Shangtai. |
| F40 | The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4200 to $0.4321, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F41 | Includes (i) 8,217,683 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,627,636 shares of Class A Common Stock held by Shangtai. |