Thomas J. /. Kelleher - May 24, 2023 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
Co-CEO
Signature
/s/ Thomas J. Kelleher
Stock symbol
RILY
Transactions as of
May 24, 2023
Transactions value $
-$252,506
Form type
4
Date filed
5/26/2023, 05:01 PM
Previous filing
Mar 16, 2023
Next filing
Jun 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Tax liability -$253K -6.86K -5.01% $36.83 130K May 24, 2023 Direct F1
holding RILY Common Stock 32.3K May 24, 2023 See note F2
holding RILY Common Stock 848K May 24, 2023 See note F3
holding RILY Common Stock 5.6K May 24, 2023 By wife F4
holding RILY Common Stock 1.74K May 24, 2023 By daughter F5
holding RILY Common Stock 1.74K May 24, 2023 By daughter F6
holding RILY Common Stock 1.74K May 24, 2023 By daughter F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 21, 2020.
F2 Held by self-directed IRA: Thomas John Kelleher IRA.
F3 Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust.
F4 Held with dispositive power for a daughter.
F5 Held with dispositive power for a daughter.
F6 Held with dispositive power for a daughter.
F7 Held with dispositive power for a daughter.