Marian Walters - 23 May 2023 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
Director
Signature
/s/ Marian Walters
Issuer symbol
RILY
Transactions as of
23 May 2023
Net transactions value
$0
Form type
4
Filing time
25 May 2023, 17:03:07 UTC
Previous filing
22 May 2023
Next filing
02 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Award $0 +1,997 +78% $0.000000 4,561 23 May 2023 Direct F1
holding RILY Common Stock 5,701 23 May 2023 See Note F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of May 23, 2024, or the Company's next Annual Shareholder Meeting.
F2 Held of record by D AND M WALTERS FAMILY TRUST, DAVID ALLEN WALTERS AND MARIAN KROGIUS WALTERS, TTEES DTD 7/6/2020