Marian Walters - May 23, 2023 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
Director
Signature
/s/ Marian Walters
Stock symbol
RILY
Transactions as of
May 23, 2023
Transactions value $
$0
Form type
4
Date filed
5/25/2023, 05:03 PM
Previous filing
May 22, 2023
Next filing
May 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Award $0 +2K +77.89% $0.00 4.56K May 23, 2023 Direct F1
holding RILY Common Stock 5.7K May 23, 2023 See Note F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of May 23, 2024, or the Company's next Annual Shareholder Meeting.
F2 Held of record by D AND M WALTERS FAMILY TRUST, DAVID ALLEN WALTERS AND MARIAN KROGIUS WALTERS, TTEES DTD 7/6/2020