Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AIRI | Common Stock | Other | $15.8K | +4.47K | +1.09% | $3.54 | 415K | May 23, 2023 | Direct | F1 |
holding | AIRI | Common Stock | 24K | May 23, 2023 | See Note | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AIRI | Stock Options | Award | +2.12K | 2.12K | May 23, 2023 | Common Stock | 2.12K | $3.43 | Direct | F3 | |||
transaction | AIRI | Stock Options | Disposed to Issuer | -1K | -50% | 1K | May 23, 2023 | Common Stock | 1K | $8.40 | Direct | F3 | ||
transaction | AIRI | Stock Options | Disposed to Issuer | -1K | -50% | 1K | May 23, 2023 | Common Stock | 1K | $13.20 | Direct | F3 | ||
transaction | AIRI | Stock Options | Disposed to Issuer | -1K | -50% | 1K | May 23, 2023 | Common Stock | 1K | $23.80 | Direct | F3 | ||
transaction | AIRI | Stock Options | Disposed to Issuer | -1K | -50% | 1K | May 23, 2023 | Common Stock | 1K | $12.80 | Direct | F3 | ||
transaction | AIRI | Stock Options | Disposed to Issuer | -1.3K | -50% | 1.3K | May 23, 2023 | Common Stock | 1.3K | $15.90 | Direct | F3 | ||
holding | AIRI | Convertible Notes | $1.52M | May 23, 2023 | Common Stock | 102K | $15.00 | Direct | F4, F5 | |||||
holding | AIRI | Convertible Notes | $1.03M | May 23, 2023 | Common Stock | 110K | $9.30 | Direct | F5 | |||||
holding | AIRI | Convertible Notes | $213K | May 23, 2023 | Common Stock | 14.2K | $15.00 | See Note | F5, F6 | |||||
holding | AIRI | Convertible Notes | $117K | May 23, 2023 | Common Stock | 7.81K | $15.00 | Direct | F5 | |||||
holding | AIRI | Convertible Notes | $28K | May 23, 2023 | Common Stock | 3.01K | $9.30 | See Note | F5, F7 | |||||
holding | AIRI | Warrants | 1.75K | May 23, 2023 | Common Stock | 1.75K | $14.00 | See Note | F8 |
Id | Content |
---|---|
F1 | Shares received in lieu of cash payment of director's fees. |
F2 | Represents shares owned by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. |
F3 | The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period. |
F4 | Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes and includes unpaid interest through December 31, 2020. |
F5 | Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020. |
F6 | Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. |
F7 | Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. |
F8 | Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. |