Christian S. Fong - 17 May 2023 Form 4 Insider Report for SPRUCE POWER HOLDING CORP (SPRU)

Role
President and CEO, Director
Signature
/s/ Stacey Constas, Attorney In Fact
Issuer symbol
SPRU
Transactions as of
17 May 2023
Net transactions value
+$39,870
Form type
4
Filing time
19 May 2023, 12:54:52 UTC
Previous filing
15 Dec 2022
Next filing
30 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPRU Common Stock Purchase $39,870 +50,000 +3.3% $0.7974 1,586,862 17 May 2023 Direct F1
holding SPRU Common Stock 100,000 17 May 2023 See Footnote F2
holding SPRU Common Stock 450 17 May 2023 See Footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported above is the weighted average transaction price. The range of prices for such transactions is $0.795 to $0.7998. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares purchased at each separate price.
F2 The shares are held by a revocable family trust. The reporting person disclaims beneficial ownership of the shares held by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of this trust's shares for purposes of Section 16 or for any other purpose.
F3 The shares are held by the reporting person's son, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.