Nicolaus Radford - May 3, 2023 Form 4 Insider Report for Nauticus Robotics, Inc. (KITT)

Role
Chief Executive Officer, Director
Signature
/s/ Nicolaus Radford, by M. Dilshad Kasmani as Attorney-in-Fact
Stock symbol
KITT
Transactions as of
May 3, 2023
Transactions value $
$0
Form type
4
Date filed
5/5/2023, 09:13 PM
Previous filing
Apr 6, 2023
Next filing
May 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KITT Common Stock Options Exercise +19.9K +0.67% 2.98M May 3, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KITT RSU Options Exercise $0 -19.9K -100% $0.00* 0 May 3, 2023 Common Stock 19.9K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock.
F2 On April 3, the reporting person was granted 19,853 RSUs, all of which vested on May 3, 2023.