John M. Gebbia - 10 Apr 2023 Form 4 Insider Report for SIEBERT FINANCIAL CORP (SIEB)

Role: Member of 10% owner group
Signature: /s/ John M. Gebbia
Issuer symbol: SIEB
Transactions as of: 10 Apr 2023
Net transactions value: -$370,000
Form type: 4
Filing time: 12 Apr 2023, 16:10:50 UTC
Previous filing: 16 Dec 2022
Next filing: 18 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SIEB	Common Stock, $0.01 par value per share	Sale	$185,000	-100,000	-5%	$1.85	1,909,091	10 Apr 2023	Direct	F1
transaction	SIEB	Common Stock, $0.01 par value per share	Sale	$185,000	-100,000	-0.57%	$1.85	17,439,200	10 Apr 2023	Control Group	F2
holding	SIEB	Common Stock, $0.01 par value per share						118,000	10 Apr 2023	Shares held by dependent children

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person sold 100,000 shares of Issuer common stock in a private sale. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
F2	The Reporting Person is part of a control group consisting of family members of the Reporting Person. The Reporting person sold 100,000 shares of Issuer common which resulted in a decrease of 100,000 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

Content

The Reporting Person sold 100,000 shares of Issuer common stock in a private sale. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

The Reporting Person is part of a control group consisting of family members of the Reporting Person. The Reporting person sold 100,000 shares of Issuer common which resulted in a decrease of 100,000 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.