John M. Gebbia - Apr 10, 2023 Form 4 Insider Report for SIEBERT FINANCIAL CORP (SIEB)

Role
Member of 10% owner group
Signature
/s/ John M. Gebbia
Stock symbol
SIEB
Transactions as of
Apr 10, 2023
Transactions value $
-$370,000
Form type
4
Date filed
4/12/2023, 04:10 PM
Previous filing
Dec 16, 2022
Next filing
Dec 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIEB Common Stock, $0.01 par value per share Sale -$185K -100K -4.98% $1.85 1.91M Apr 10, 2023 Direct F1
transaction SIEB Common Stock, $0.01 par value per share Sale -$185K -100K -0.57% $1.85 17.4M Apr 10, 2023 Control Group F2
holding SIEB Common Stock, $0.01 par value per share 118K Apr 10, 2023 Shares held by dependent children
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person sold 100,000 shares of Issuer common stock in a private sale. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
F2 The Reporting Person is part of a control group consisting of family members of the Reporting Person. The Reporting person sold 100,000 shares of Issuer common which resulted in a decrease of 100,000 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.