Raymond Todd Barrett - 18 Mar 2021 Form 4 Insider Report for Custom Truck One Source, Inc. (CTOS)

Role
Chief Accounting Officer
Signature
By: /s/ Adam Haubenreich, Attorney-in-fact
Issuer symbol
CTOS
Transactions as of
18 Mar 2021
Net transactions value
-$19,959
Form type
4
Filing time
04 Apr 2023, 20:43:42 UTC
Next filing
27 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTOS Common Stock Options Exercise $0 +1,667 +18% $0.000000 11,070 18 Mar 2021 Direct F1
transaction CTOS Common Stock Options Exercise $0 +1,667 +15% $0.000000 12,737 18 Mar 2022 Direct F1
transaction CTOS Common Stock Options Exercise $0 +3,126 +25% $0.000000 15,863 31 Dec 2022 Direct F2
transaction CTOS Common Stock Tax liability $4,462 -706 -4.5% $6.32 15,157 31 Dec 2022 Direct F3
transaction CTOS Common Stock Options Exercise $0 +1,667 +11% $0.000000 16,824 18 Mar 2023 Direct F1
transaction CTOS Common Stock Tax liability $2,963 -453 -2.7% $6.54 16,371 18 Mar 2023 Direct F3
transaction CTOS Common Stock Options Exercise $0 +6,250 +38% $0.000000 22,621 01 Apr 2023 Direct F1
transaction CTOS Common Stock Tax liability $12,534 -1,846 -8.2% $6.79 20,775 01 Apr 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CTOS Restricted Stock Unit Options Exercise $0 -1,667 -25% $0.000000 5,000 18 Mar 2021 Common Stock 1,667 Direct F1, F4
transaction CTOS Restricted Stock Unit Options Exercise $0 -1,667 -33% $0.000000 3,333 18 Mar 2022 Common Stock 1,667 Direct F1, F4
transaction CTOS Performance Stock Unit Options Exercise $0 -2,188 -13% $0.000000 15,312 31 Dec 2022 Common Stock 2,188 Direct F2, F5
transaction CTOS Performance Stock Unit Options Exercise $0 -938 -13% $0.000000 6,562 31 Dec 2022 Common Stock 938 Direct F2, F5
transaction CTOS Restricted Stock Unit Options Exercise $0 -1,667 -50% $0.000000 1,666 18 Mar 2023 Common Stock 1,667 Direct F1, F4
transaction CTOS Restricted Stock Unit Options Exercise $0 -6,250 -33% $0.000000 12,500 01 Apr 2023 Common Stock 6,250 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2 Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.
F3 Shares withheld to satisfy tax obligations arising out of vesting of the Reporting Person's performance stock units.
F4 The restricted stock units vest in four equal, annual installments beginning on March 18, 2021.
F5 Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions.
F6 The restricted stock units vest in four equal annual installments beginning on April 1, 2022.