Eric M. Tech - 09 Dec 2022 Form 4 Insider Report for SPRUCE POWER HOLDING CORP (SPRU)

Role
Director
Signature
/s/ Stacey Constas
Issuer symbol
SPRU
Transactions as of
09 Dec 2022
Net transactions value
-$296,469
Form type
4
Filing time
24 Mar 2023, 16:15:36 UTC
Previous filing
16 Nov 2022
Next filing
31 Mar 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPRU Common Stock Sale $8,847 -9,754 -0.96% $0.9070 1,003,727 09 Dec 2022 Direct F1
transaction SPRU Common Stock Sale $39,441 -34,597 -3.4% $1.14 969,130 21 Feb 2023 Direct F1, F2
transaction SPRU Common Stock Sale $61,225 -65,411 -6.7% $0.9360 903,719 01 Mar 2023 Direct F1
transaction SPRU Common Stock Sale $44,313 -50,470 -5.6% $0.8780 853,249 02 Mar 2023 Direct F1
transaction SPRU Common Stock Sale $44,265 -49,238 -5.8% $0.8990 804,011 06 Mar 2023 Direct F1
transaction SPRU Common Stock Sale $44,673 -59,883 -7.4% $0.7460 744,128 13 Mar 2023 Direct F1
transaction SPRU Common Stock Sale $53,707 -65,496 -8.8% $0.8200 678,632 21 Mar 2023 Direct F1
holding SPRU Common Stock 15,000 09 Dec 2022 See Footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 represent shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units.
F2 This reported transaction may constitute short-swing profits under Section 16(b) of the Exchange Act in relation to certain previously reported transactions. The reporting person has calculated profit realized from the transaction and has disgorged to the Issuer the full amount of any recoverable profits.
F3 The shares were purchased and are held by the reporting person's daughter, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.