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Signature
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/s/ Michael A. Gorriz
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Stock symbol
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AUID
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Transactions as of
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Sep 30, 2022
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Transactions value $
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-$219,427
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Form type
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4
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Date filed
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3/21/2023, 04:00 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
AUID |
Common Stock, $0.0001 par value per share |
Options Exercise |
$2.44K |
+815 |
+39.93% |
$2.99 |
2.86K |
Jan 3, 2023 |
Direct |
F2 |
| transaction |
AUID |
Common Stock, $0.0001 par value per share |
Options Exercise |
$2.44K |
+815 |
+66.48% |
$2.99 |
2.04K |
Sep 30, 2022 |
Direct |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
AUID |
Stock Options |
Disposed to Issuer |
-$61.8K |
-20.4K |
-58.33% |
$3.03 |
14.6K |
Mar 9, 2023 |
Common Stock, $0.0001 par value per share |
20.4K |
$3.03 |
Direct |
F1 |
| transaction |
AUID |
Stock Options |
Disposed to Issuer |
-$162K |
-20.8K |
-33.33% |
$7.80 |
41.7K |
Mar 9, 2023 |
Common Stock, $0.0001 par value per share |
20.8K |
$7.80 |
Direct |
F1 |
| holding |
AUID |
Senior Secured Convertible Note |
|
|
|
|
|
27K |
Sep 30, 2022 |
Common Stock, $0.0001 par value per share |
27K |
$3.70 |
Direct |
|
| holding |
AUID |
Stock Options |
|
|
|
|
|
10.2K |
Sep 30, 2022 |
Common Stock, $0.0001 par value per share |
10.2K |
$15.16 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Michael A. Gorriz is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Explanation of Responses: