Kenneth M. Young - Mar 17, 2023 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
President
Signature
/s/ Kenneth M. Young
Stock symbol
RILY
Transactions as of
Mar 17, 2023
Transactions value $
$78,180
Form type
4
Date filed
3/17/2023, 01:06 PM
Previous filing
Feb 28, 2023
Next filing
Mar 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Purchase $78.2K +2.49K +8.4% $31.46 32.1K Mar 17, 2023 See Note F1, F2
holding RILY Common Stock 242K Mar 17, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These transactions were executed in multiple trades at prices ranging from $31.27 to $31.50. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2 Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15.