Kenneth M. Young - 17 Mar 2023 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
President
Signature
/s/ Kenneth M. Young
Issuer symbol
RILY
Transactions as of
17 Mar 2023
Net transactions value
+$78,180
Form type
4
Filing time
17 Mar 2023, 13:06:16 UTC
Previous filing
28 Feb 2023
Next filing
22 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Purchase $78,180 +2,485 +8.4% $31.46 32,085 17 Mar 2023 See Note F1, F2
holding RILY Common Stock 241,620 17 Mar 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These transactions were executed in multiple trades at prices ranging from $31.27 to $31.50. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2 Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15.