RANDALL E. PAULSON - 15 Mar 2023 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
Director
Signature
/s/ Randall Paulson
Issuer symbol
RILY
Transactions as of
15 Mar 2023
Net transactions value
+$154,658
Form type
4
Filing time
16 Mar 2023, 10:30:05 UTC
Previous filing
27 Feb 2023
Next filing
20 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Purchase $154,658 +5,000 +1.7% $30.93 291,899 15 Mar 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These transactions were executed in multiple trades at prices ranging from $30.88 to $30.985. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected