Thomas O'Neill - Feb 14, 2023 Form 3 Insider Report for NYIAX, INC. (NYX)

Role
Director
Signature
/s/ Thomas O'Neill
Stock symbol
NYX
Transactions as of
Feb 14, 2023
Transactions value $
$0
Form type
3
Date filed
2/16/2023, 05:15 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NYX Common Stock, par value $0.0001 per share 243K Feb 14, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NYX Stock Options Feb 14, 2023 Common Stock 114K $3.30 Direct F1, F2
holding NYX Stock Options Feb 14, 2023 Common Stock 50K $5.00 Direct F2, F3
holding NYX Stock Options Feb 14, 2023 Common Stock 50K $5.00 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On October 14, 2016, the Reporting Person was issued incentive stock options to purchase 113,577 shares of common stock of the Issuer vesting in 1/36 equal increments per month from October 14, 2016.
F2 These options are fully vested and exercisable.
F3 On January 13, 2022, the Reporting Person was issued stock options to purchase 50,000 shares of common stock of the Issuer with all 50,000 options vesting immediately as of January 13, 2022.
F4 On January 13, 2022, the Reporting Person was issued stock options to purchase 50,000 shares of common stock of the Issuer with all 50,000 options vesting immediately as of January 13, 2022.