Robert E. Ainbinder - 14 Feb 2023 Form 3 Insider Report for NYIAX, INC.

Role
Director
Signature
/s/ Robert E. Ainbinder
Issuer symbol
N/A
Transactions as of
14 Feb 2023
Net transactions value
$0
Form type
3
Filing time
15 Feb 2023, 19:14:12 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NYX Common Stock, par value $0.0001 per share 368,970 14 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NYX Stock Options 14 Feb 2023 Common Stock 113,578 $3.30 Direct F1, F2
holding NYX Stock Options 14 Feb 2023 Common Stock 100,000 $4.40 Direct F2, F3
holding NYX Warrants to purchase shares of Common Stock 14 Feb 2023 Common Stock 22,515 $3.30 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On October 14, 2016, the Reporting Person was issued stock options to purchase 113,578 shares of common stock of the Issuer vesting in 1/36 equal increments per month from October 14, 2016.
F2 These options are fully vested and exercisable.
F3 On June 1, 2021, the Reporting Person was issued stock options to purchase 100,000 shares of common stock of the Issuer with all 100,000 options vesting immediately on June 1, 2021.
F4 On August 10, 2018, the Reporting Person received warrants to purchase 22,515 shares of common stock of the Issuer.
F5 Immediate.