John E. Herzog - Dec 31, 2022 Form 5 Insider Report for OLB GROUP, INC. (OLB)

Role
10%+ Owner
Signature
/s/ John E. Herzog
Stock symbol
OLB
Transactions as of
Dec 31, 2022
Transactions value $
-$51,176
Form type
5
Date filed
2/14/2023, 07:07 PM
Previous filing
Sep 6, 2022
Next filing
Feb 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OLB Common Stock Sale -$4.6K -2.7K -100% $1.71 0 Aug 26, 2022 Held in an Individual Retirement Account
transaction OLB Common Stock Sale -$144 -100 -0.06% $1.44 168K Sep 16, 2022 By John E. Herzog Revocable Trust U/A/D 02/07/2014 F1
transaction OLB Common Stock Sale -$3.12K -2.2K -1.31% $1.42 166K Sep 16, 2022 By John E. Herzog Revocable Trust U/A/D 02/07/2014 F1
transaction OLB Common Stock Sale -$713 -500 -0.3% $1.43 166K Sep 16, 2022 By John E. Herzog Revocable Trust U/A/D 02/07/2014 F1
transaction OLB Common Stock Sale -$4.55K -3.2K -1.93% $1.42 163K Sep 16, 2022 By John E. Herzog Revocable Trust U/A/D 02/07/2014 F1
transaction OLB Common Stock Sale -$2.47K -1.9K -1.17% $1.30 161K Sep 19, 2022 By John E. Herzog Revocable Trust U/A/D 02/07/2014 F1
transaction OLB Common Stock Sale -$4.65K -4.1K -2.55% $1.14 157K Sep 22, 2022 By John E. Herzog Revocable Trust U/A/D 02/07/2014 F1
transaction OLB Common Stock Sale -$3.39K -3K -1.92% $1.13 154K Sep 22, 2022 By John E. Herzog Revocable Trust U/A/D 02/07/2014 F1
transaction OLB Common Stock Sale -$226 -200 -0.13% $1.13 153K Sep 22, 2022 By John E. Herzog Revocable Trust U/A/D 02/07/2014 F1
transaction OLB Common Stock Sale -$2.07K -1.9K -1.24% $1.09 151K Sep 28, 2022 By John E. Herzog Revocable Trust U/A/D 02/07/2014 F1
transaction OLB Common Stock Sale -$864 -800 -0.53% $1.08 151K Sep 28, 2022 By John E. Herzog Revocable Trust U/A/D 02/07/2014 F1
transaction OLB Common Stock Sale -$355 -332 -0.22% $1.07 150K Sep 28, 2022 By John E. Herzog Revocable Trust U/A/D 02/07/2014 F1
transaction OLB Common Stock Sale -$4.49K -4.2K -2.79% $1.07 146K Sep 28, 2022 By John E. Herzog Revocable Trust U/A/D 02/07/2014 F1
transaction OLB Common Stock Sale -$1.13K -1.07K -0.73% $1.06 145K Sep 28, 2022 By John E. Herzog Revocable Trust U/A/D 02/07/2014 F1
transaction OLB Common Stock Sale -$8.52K -8.11K -5.59% $1.05 137K Sep 30, 2022 By John E. Herzog Revocable Trust U/A/D 02/07/2014 F1
transaction OLB Common Stock Sale -$4.2K -4K -2.92% $1.05 133K Sep 30, 2022 By John E. Herzog Revocable Trust U/A/D 02/07/2014 F1
transaction OLB Common Stock Sale -$3.31K -3.19K -2.4% $1.04 130K Sep 30, 2022 By John E. Herzog Revocable Trust U/A/D 02/07/2014 F1
transaction OLB Common Stock Sale -$2.4K -2.3K -1.77% $1.04 127K Oct 11, 2022 By John E. Herzog Revocable Trust U/A/D 02/07/2014 F1
transaction OLB Common Stock Sale -$13.1K -12.6K -9.89% $1.04 115K Oct 11, 2022 By John E. Herzog Revocable Trust U/A/D 02/07/2014 F1
transaction OLB Common Stock Sale -$510 -500 -0.44% $1.02 114K Oct 17, 2022 By John E. Herzog Revocable Trust U/A/D 02/07/2014 F1
transaction OLB Common Stock Sale -$5.15K -5.1K -4.46% $1.01 109K Oct 17, 2022 By John E. Herzog Revocable Trust U/A/D 02/07/2014 F1
transaction OLB Common Stock Purchase $2.15K +2.5K +0.78% $0.86 323K Nov 22, 2022 Direct F2
transaction OLB Common Stock Purchase $1.72K +2.1K +0.65% $0.82 325K Nov 22, 2022 Direct F2
transaction OLB Common Stock Purchase $328 +400 +0.12% $0.82 326K Nov 28, 2022 Direct F2
transaction OLB Common Stock Purchase $6.28K +7.5K +2.3% $0.84 333K Nov 28, 2022 Direct F2
transaction OLB Common Stock Purchase $1.09K +1.28K +0.38% $0.85 334K Nov 28, 2022 Direct F2
transaction OLB Common Stock Purchase $935 +1.1K +0.33% $0.85 335K Nov 28, 2022 Direct F2
transaction OLB Common Stock Purchase $31.40 +37 +0.01% $0.85 336K Nov 28, 2022 Direct F2
transaction OLB Common Stock Purchase $4.2K +5K +1.49% $0.84 341K Nov 28, 2022 Direct F2
transaction OLB Common Stock Purchase $2.08K +2.5K +0.73% $0.83 343K Nov 28, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OLB Series A Convertible Preferred Stock Conversion of derivative security $0 -3.61K -100% $0.00* 0 Dec 14, 2022 Common Stock 505K $9.00 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are held of record by The John E. Herzog Revocable Trust U/A/D 02/07/2014, of which the Reporting Person serves as a trustee.
F2 The purchases of the registrant's Common Stock reported herein and certain other purchases of the registrant's Common Stock reported on a Form 4 being filed by the Reporting Person on the date hereof were matchable under Section 16(b) of the Securities Exchange Act of 1934 against prior sales of the registrant's Common Stock owned directly or indirectly by the Reporting Person and previously reported on an amended Form 4 filed by the Reporting Person on the date hereof, to the extent of 110,000 shares. The Reporting Person has agreed to pay to the registrant $114,654.46, representing the full amount of profit realized in connection with the short-swing transactions.
F3 Represents the conversion of 3,612 shares of Series A Preferred Stock held of record by the Reporting Person into shares of Common Stock of the registrant.
F4 The Series A Preferred Stock was converted into shares of Common Stock of the registrant on December 14, 2022, at the option of the Reporting Person, at a rate determined by dividing (a) the stated value per share ($1,000) of the Series A Preferred Stock plus accrued and unpaid dividends thereon by (b) the conversion price thereof ($9.00 per share)