Ronald E. Estes - Dec 31, 2022 Form 5 Insider Report for Trinity Capital Inc. (TRIN)

Role
Director
Signature
/s/ Sarah Stanton, on behalf of Ronald E. Estes
Stock symbol
TRIN
Transactions as of
Dec 31, 2022
Transactions value $
$0
Form type
5
Date filed
2/14/2023, 06:55 PM
Previous filing
Dec 13, 2022
Next filing
Mar 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TRIN Common Stock 22.4K Dec 31, 2022 Direct F1, F2
holding TRIN Common Stock 620 Dec 31, 2022 By the Estes Revocable Trust, dated January 12, 1990
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 15, 2023 or (2) the date immediately preceding the next annual meeting of stockholders.
F2 Reported holdings include shares acquired in dividend reinvestment transactions.

Remarks:

Sarah Stanton is signing on behalf of Mr. Estes pursuant to the power of attorney dated March 11, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Estes filed on March 12, 2021.