David Michael Lund - 31 Dec 2022 Form 5 Insider Report for Trinity Capital Inc. (TRIN)

Signature
/s/ Sarah Stanton, on behalf of David M. Lund
Issuer symbol
TRIN
Transactions as of
31 Dec 2022
Net transactions value
-$133,435
Form type
5
Filing time
14 Feb 2023, 14:46:31 UTC
Previous filing
13 Dec 2022
Next filing
17 Mar 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRIN Common Stock Tax liability $41,592 -2,816 -4.1% $14.77 65,373 15 Jun 2022 Direct F1
transaction TRIN Common Stock Tax liability $53,587 -3,582 -5.2% $14.96 65,373 15 Sep 2022 Direct F1
transaction TRIN Common Stock Tax liability $38,256 -3,582 -5.2% $10.68 65,373 15 Dec 2022 Direct F1
holding TRIN Common Stock 3,500 31 Dec 2022 By the David M Lund Rev Liv TR U/A DTD 11-14-13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 57,803 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. Such restricted shares shall vest pro rata over the eight full calendar quarters immediately following the award date of March 15, 2022.

Remarks:

Sarah Stanton is signing on behalf of Mr. Lund pursuant to the power of attorney dated August 25, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Lund filed on August 25, 2021.