David Lund - Dec 31, 2022 Form 5 Insider Report for Trinity Capital Inc. (TRIN)

Role
CFO, EVP - Finance & Treasurer
Signature
/s/ Sarah Stanton, on behalf of David M. Lund
Stock symbol
TRIN
Transactions as of
Dec 31, 2022
Transactions value $
-$133,435
Form type
5
Date filed
2/14/2023, 02:46 PM
Previous filing
Dec 13, 2022
Next filing
Mar 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRIN Common Stock Tax liability -$41.6K -2.82K -4.13% $14.77 65.4K Jun 15, 2022 Direct F1
transaction TRIN Common Stock Tax liability -$53.6K -3.58K -5.19% $14.96 65.4K Sep 15, 2022 Direct F1
transaction TRIN Common Stock Tax liability -$38.3K -3.58K -5.19% $10.68 65.4K Dec 15, 2022 Direct F1
holding TRIN Common Stock 3.5K Dec 31, 2022 By the David M Lund Rev Liv TR U/A DTD 11-14-13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 57,803 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. Such restricted shares shall vest pro rata over the eight full calendar quarters immediately following the award date of March 15, 2022.

Remarks:

Sarah Stanton is signing on behalf of Mr. Lund pursuant to the power of attorney dated August 25, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Lund filed on August 25, 2021.