Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RILY | Common Stock | Options Exercise | +150K | +46.84% | 470K | Feb 8, 2023 | Direct | F1 | ||
holding | RILY | Common Stock | 29.3K | Feb 8, 2023 | See note | F2 | |||||
holding | RILY | Common Stock | 460K | Feb 8, 2023 | See note | F3 | |||||
holding | RILY | Common Stock | 5.6K | Feb 8, 2023 | By wife | F4 | |||||
holding | RILY | Common Stock | 1.29K | Feb 8, 2023 | By daughter | F5 | |||||
holding | RILY | Common Stock | 1.29K | Feb 8, 2023 | By daughter | F6 | |||||
holding | RILY | Common Stock | 1.29K | Feb 8, 2023 | By daughter | F7 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RILY | Performance Restricted Stock Units | Options Exercise | $0 | -150K | -100% | $0.00* | 0 | Feb 8, 2023 | Common Stock | 150K | Direct | F1 |
Id | Content |
---|---|
F1 | Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date. |
F2 | Held by self-directed IRA: Thomas John Kelleher IRA. |
F3 | Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust. |
F4 | Held with dispositive power for a daughter. |
F5 | Held with dispositive power for a daughter. |
F6 | Held with dispositive power for a daughter. |
F7 | Held with dispositive power for a daughter. |