Lee Einbinder - Jan 30, 2023 Form 4 Insider Report for Finserv Acquisition Corp. II (FSRX)

Role: Chief Executive Officer, Director, 10%+ Owner
Signature: /s/ Lee Einbinder, Authorized Signatory for FinServ Holdings II LLC
Stock symbol: FSRX
Transactions as of: Jan 30, 2023
Transactions value $: $0
Form type: 4
Date filed: 2/1/2023, 07:31 PM
Previous filing: Nov 25, 2022
Next filing: Jun 8, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FSRX	Class A Common Stock	Conversion of derivative security		+7.5M	+937.5%		8.3M	Jan 30, 2023	See footnote	F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FSRX	Class B Common Stock	Conversion of derivative security		-7.5M	-100%		1	Jan 30, 2023	Class A Common Stock	7.5M		See footnote	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the issuer are convertible into an equal number of shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the issuer and have no expiration date. On January 30, 2023, the reporting person elected to convert 7,499,999 shares of their Class B Common Stock into shares of Class A Common Stock.
F2	Includes 800,000 shares of Class A Common Stock underlying units (each unit consisting of one share of Class A Common Stock and one quarter of one warrant, each whole warrant exercisable to purchase one share of Class A Common Stock) held by FinServ Holdings II LLC (the "Sponsor"), acquired pursuant in connection with the issuer's initial public offering. Does not include 1 share of Class B Common Stock, which will automatically convert into a share of Class A Common Stock at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights.
F3	The securities reported herein are held of record by the Sponsor. Lee Einbinder, the Chief Executive Officer and a director of the issuer, is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Einbinder may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Einbinder disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.