Gregory T. Schiffman - Jun 4, 2021 Form 3 Insider Report for NANOMIX Corp (NNMX)

Role
Director
Signature
/s/ Greg Schiffman
Stock symbol
NNMX
Transactions as of
Jun 4, 2021
Transactions value $
$0
Form type
3
Date filed
12/21/2022, 08:05 PM
Previous filing
Jun 7, 2021
Next filing
Jul 21, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NNMX Series C Convertible Preferred Stock Jun 4, 2021 Common Stock 6.26M Direct F1
holding NNMX Non-Qualified Stock Options (right to buy) Jun 4, 2021 Common Stock 1.04M $0.00 Direct F2
holding NNMX Non-Qualified Stock Options (right to buy) Jun 4, 2021 Common Stock 8.94K $0.00 Direct F2
holding NNMX Non-Qualified Stock Options (right to buy) Jun 4, 2021 Common Stock 8.94K $0.00 Direct F2
holding NNMX Non-Qualified Stock Options (right to buy) Jun 4, 2021 Common Stock 8.94K $0.00 Direct F2
holding NNMX Restricted Stock Unit Jun 4, 2021 Common Stock 21.6M Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Series C Preferred Stock shall be converted into approximately 6,167 shares of the Issuer's common stock upon the date the Issuer consummates its previously announced one for 173 reverse stock split of its capital stock.
F2 The shares vested upon grant. The shares of common stock and exercise price of the stock options will be adjusted upon the consummation of the Company's previously announced one for 173 reverse stock split of its capital stock.
F3 Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs fully vest over a 3 year period upon the shares of common stock issuable upon vesting are freely tradable by the Reporting Person. The shares of common stock issuable upon vesting of the RSU will be adjusted upon the consummation of the Company's previously announced one for 173 reverse stock split of its capital stock.