SCHIFFMAN GREGORY T. - 04 Jun 2021 Form 3 Insider Report for NANOMIX Corp

Role
Director
Signature
/s/ Greg Schiffman
Issuer symbol
N/A
Transactions as of
04 Jun 2021
Net transactions value
$0
Form type
3
Filing time
21 Dec 2022, 20:05:02 UTC
Previous filing
07 Jun 2021
Next filing
21 Jul 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NNMX Series C Convertible Preferred Stock 04 Jun 2021 Common Stock 6,257,327 Direct F1
holding NNMX Non-Qualified Stock Options (right to buy) 04 Jun 2021 Common Stock 1,042,844 $0.001300 Direct F2
holding NNMX Non-Qualified Stock Options (right to buy) 04 Jun 2021 Common Stock 8,938 $0.002700 Direct F2
holding NNMX Non-Qualified Stock Options (right to buy) 04 Jun 2021 Common Stock 8,938 $0.001700 Direct F2
holding NNMX Non-Qualified Stock Options (right to buy) 04 Jun 2021 Common Stock 8,938 $0.001700 Direct F2
holding NNMX Restricted Stock Unit 04 Jun 2021 Common Stock 21,631,402 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Series C Preferred Stock shall be converted into approximately 6,167 shares of the Issuer's common stock upon the date the Issuer consummates its previously announced one for 173 reverse stock split of its capital stock.
F2 The shares vested upon grant. The shares of common stock and exercise price of the stock options will be adjusted upon the consummation of the Company's previously announced one for 173 reverse stock split of its capital stock.
F3 Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs fully vest over a 3 year period upon the shares of common stock issuable upon vesting are freely tradable by the Reporting Person. The shares of common stock issuable upon vesting of the RSU will be adjusted upon the consummation of the Company's previously announced one for 173 reverse stock split of its capital stock.