John Hardesky - 04 Jun 2021 Form 3 Insider Report for NANOMIX Corp

Role
Chief Commercial Officer
Signature
/s/ John Hardesky
Issuer symbol
N/A
Transactions as of
04 Jun 2021
Net transactions value
$0
Form type
3
Filing time
19 Dec 2022, 16:09:59 UTC
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NNMX Incentive Stock Options (right to buy) 04 Jun 2021 Common Stock 258,336 $0.2900 Direct F1
holding NNMX Restricted Stock Unit 04 Jun 2021 Common Stock 258,336 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares vest 25% on the first anniversary of hire and the balance vests monthly for the 36 months thereafter.
F2 Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs fully vest over a 3 year period upon the shares of common stock issuable upon vesting are freely tradable by the Reporting Person.