Thomas Schlumpberger - 26 Jul 2022 Form 3 Insider Report for NANOMIX Corp

Role
CEO, Director
Signature
/s/ Thomas Schlumpberger
Issuer symbol
N/A
Transactions as of
26 Jul 2022
Net transactions value
$0
Form type
3
Filing time
16 Dec 2022, 16:11:20 UTC
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NNMX Incentive Stock Options (right to buy) 26 Jul 2022 Common Stock 1,000,000 $0.5350 Direct F1
holding NNMX Restricted Stock Unit 26 Jul 2022 Common Stock 200,000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On July 26, 2022, the Reporting Person was granted options to purchase 1,000,000 shares of common stock pursuant to the Issuer's 2021 Omnibus Equity Incentive Plan. The shares vest 12.5% on the 6-month anniversary of hire and the balance vests monthly for the 42 months thereafter.
F2 Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs fully vest over a 2 year period upon the shares of common stock issuable upon vesting are freely tradable by the Reporting Person.