Thomas Schlumpberger - Jul 26, 2022 Form 3 Insider Report for NANOMIX Corp (NNMX)

Role
CEO, Director
Signature
/s/ Thomas Schlumpberger
Stock symbol
NNMX
Transactions as of
Jul 26, 2022
Transactions value $
$0
Form type
3
Date filed
12/16/2022, 04:11 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NNMX Incentive Stock Options (right to buy) Jul 26, 2022 Common Stock 1M $0.54 Direct F1
holding NNMX Restricted Stock Unit Jul 26, 2022 Common Stock 200K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On July 26, 2022, the Reporting Person was granted options to purchase 1,000,000 shares of common stock pursuant to the Issuer's 2021 Omnibus Equity Incentive Plan. The shares vest 12.5% on the 6-month anniversary of hire and the balance vests monthly for the 42 months thereafter.
F2 Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs fully vest over a 2 year period upon the shares of common stock issuable upon vesting are freely tradable by the Reporting Person.