Gerald Harder - Dec 8, 2022 Form 4 Insider Report for Trinity Capital Inc. (TRIN)

Role
Chief Operating Officer
Signature
/s/ Sarah Stanton, on behalf of Gerald Harder
Stock symbol
TRIN
Transactions as of
Dec 8, 2022
Transactions value $
$105,300
Form type
4
Date filed
12/13/2022, 05:00 AM
Previous filing
May 16, 2022
Next filing
Feb 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRIN Common Stock Purchase $105K +10K +1000% $10.53 11K Dec 8, 2022 By the Harder Family Living Trust, dated May 26, 2000 F1
holding TRIN Common Stock 145K Dec 8, 2022 Direct F2, F3
holding TRIN Common Stock 9.79K Dec 8, 2022 By Millennium Trust Co. LLC Custodian FBO Gerald T. Harder IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $10.40 to $10.76 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital Inc. (the "Company"), or a security holder of the Company full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2 Includes 57,803 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023.
F3 Includes 45,509 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.

Remarks:

Sarah Stanton is signing on behalf of Mr. Harder pursuant to the power of attorney dated September 2, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Harder filed on September 2, 2021.