Cynthia DiBartolo - Nov 16, 2021 Form 3 Insider Report for SIEBERT FINANCIAL CORP (SIEB)

Role: Other*
Signature: /s/ Cynthia DiBartolo
Stock symbol: SIEB
Transactions as of: Nov 16, 2021
Transactions value $: $0
Form type: 3
Date filed: 11/30/2022, 03:47 PM

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	SIEB	Common Stock, $0.01 par value per share						1.22M	Nov 16, 2021	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person may be deemed to be the direct beneficial owner of 1,218,760 shares of Issuer common stock. The Company issued 1,449,525 shares of Issuer common stock to Tigress Holdings, LLC ("Tigress") on November 16, 2021 and thereafter Tigress distributed 1,218,760 shares of Issuer common stock to the Reporting Person. The Reporting Person is the manager of Tigress. The Reporting Person resigned as a Director of the Company and her positions with its affiliates on October 18, 2022. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

Content

The Reporting Person may be deemed to be the direct beneficial owner of 1,218,760 shares of Issuer common stock. The Company issued 1,449,525 shares of Issuer common stock to Tigress Holdings, LLC ("Tigress") on November 16, 2021 and thereafter Tigress distributed 1,218,760 shares of Issuer common stock to the Reporting Person. The Reporting Person is the manager of Tigress. The Reporting Person resigned as a Director of the Company and her positions with its affiliates on October 18, 2022. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.