Hamid Erfanian - Nov 23, 2022 Form 4 Insider Report for ENZO BIOCHEM INC (ENZ)

Signature
/s/ Hamid Erfanian
Stock symbol
ENZ
Transactions as of
Nov 23, 2022
Transactions value $
$197,000
Form type
4
Date filed
11/28/2022, 05:27 PM
Previous filing
Jun 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ENZ Common Stock, $0.01 Par Value Purchase $197K +100K +36.42% $1.97 375K Nov 23, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ENZ Stock Option (to acquire Common Stock) Award $0 +300K $0.00 300K Nov 23, 2022 Common Stock 300K $1.97 Direct F2
holding ENZ Stock Option (to acquire Common Stock) 700K Nov 23, 2022 Common Stock 700K $3.39 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person was granted Restricted Stock Units that will vest in three equal installments, beginning on November 23, 2023.
F2 The Reporting Person was granted 300,000 stock options. The stock options have a five-year term and will vest, subject to the individual's continued employment with Enzo Biochem, Inc., in three equal annual installments, beginning on November 23, 2023.
F3 The Reporting Person was granted 700,000 stock options. The stock options have a five-year term and will vest, subject to the individual's continued employment with Enzo Biochem, Inc., in three equal annual installments, beginning on November 8, 2022.