Aaron G.l. Fletcher - 22 Nov 2022 Form 4 Insider Report for TFF Pharmaceuticals, Inc.

Role
Director
Signature
/s/ Aaron G.L. Fletcher, by Kirk Allen Coleman, as Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
22 Nov 2022
Net transactions value
+$49,990
Form type
4
Filing time
23 Nov 2022, 06:59:10 UTC
Previous filing
17 Nov 2022
Next filing
29 Nov 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFFP Common Stock Purchase $49,990 +43,470 +43% $1.15 143,470 22 Nov 2022 Direct F3
holding TFFP Common Stock 109,600 22 Nov 2022 See footnote F1
holding TFFP Common Stock 542,000 22 Nov 2022 See footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TFFP Common Stock Purchase Warrants Purchase $0 +21,735 $0.000000 21,735 22 Nov 2022 Common Stock 21,735 $1.29 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported shares were purchased, and are owned, directly by Bios Special Opportunity Fund II, LP. Aaron Fletcher is the manager of Bios Advisors GP, LLC, the general partner of Bios Capital Management, L.P., the general partner of Bios Equity SOF I, LP, the general partner of Bios Special Opportunity Fund II, LP. Dr. Fletcher disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Dr. Fletcher is the beneficial owner of any securities covered by this Form 4.
F2 The reported shares were purchased, and are owned, directly by Bios Special Opportunity Fund, LP. Aaron Fletcher is the manager of Bios Advisors GP, LLC, the general partner of Bios Capital Management, L.P., the general partner of Bios Equity SOF I, LP, the general partner of Bios Special Opportunity Fund, LP. Dr. Fletcher disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Dr. Fletcher is the beneficial owner of any securities covered by this Form 4.
F3 The reported shares were purchased in a private transaction from TFF Pharmaceuticals, Inc. at a price of $1.15.