Steamboat Capital Partners, LLC - Nov 11, 2022 Form 4 Insider Report for Wheeler Real Estate Investment Trust, Inc. (WHLR)

Role
10%+ Owner
Signature
Steamboat Capital Partners, LLC, /s/ Jeffrey M. Rose, COO/CFO
Stock symbol
WHLR
Transactions as of
Nov 11, 2022
Transactions value $
$26,027
Form type
4
Date filed
11/15/2022, 12:35 PM
Previous filing
Nov 14, 2022
Next filing
Nov 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WHLR Common Stock, $0.01 par value Purchase $2.48K +1.5K +55.4% $1.66 4.2K Nov 11, 2022 See footnote F1, F2, F5
transaction WHLR Common Stock, $0.01 par value Purchase $11.3K +6.81K +55.4% $1.66 19.1K Nov 11, 2022 See footnote F1, F3, F5
transaction WHLR Common Stock, $0.01 par value Purchase $182 +110 +55.28% $1.66 309 Nov 11, 2022 See footnote F1, F4, F5
transaction WHLR Common Stock, $0.01 par value Purchase $2.15K +1.22K +28.94% $1.77 5.42K Nov 14, 2022 See footnote F1, F2, F5
transaction WHLR Common Stock, $0.01 par value Purchase $9.77K +5.53K +28.95% $1.77 24.6K Nov 14, 2022 See footnote F1, F3, F5
transaction WHLR Common Stock, $0.01 par value Purchase $157 +89 +28.8% $1.77 398 Nov 14, 2022 See footnote F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This was an average price. Actual prices paid for the shares purchased on 11/11/22 range from $1.65 to $1.75. Actual prices paid for the shares purchased on 11/14/22 ranges from $1.74 to $1.78. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA).
F3 Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).
F4 Ownership of Steamboat Capital Partners II, LP (II).
F5 Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.