Christopher Donaghey - Aug 1, 2022 Form 3 Insider Report for APPLIED ENERGETICS, INC. (AERG)

Role
CFO/COO
Signature
/s/ Christopher Wayne Donaghey
Stock symbol
AERG
Transactions as of
Aug 1, 2022
Transactions value $
$0
Form type
3
Date filed
11/4/2022, 05:24 PM
Next filing
Sep 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AERG Common Stock, par value $0.001 per share 175K Aug 1, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AERG Options Aug 1, 2022 Common Stock, par value $0.001 150K $0.35 Direct F1
holding AERG Options Aug 1, 2022 Common Stock, par value $0.001 200K $0.61 Direct F2
holding AERG Options Aug 1, 2022 Common Stock, par value $0.001 1M $2.36 Direct F3
holding AERG Restricted Stock Units Aug 1, 2022 Common Stock, par value $0.001 400K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vested in installments of 37,500 shares on each of 9/29/2019, 4/29/2020, 9/29/2020 and 4/29/2021.
F2 These options vested on May 12, 2022.
F3 These options vest over four years, in equal annual installments of 250,000 shares, commencing on July 12, 2023.
F4 These RSUs vest in equal annual installments of 100,000 shares, commencing on July 12, 2023 and have no expiration date or exercise price .