Mikel H. Williams - 18 Oct 2022 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
Director
Signature
/s/ Mikel H. Williams
Issuer symbol
RILY
Transactions as of
18 Oct 2022
Net transactions value
$0
Form type
4
Filing time
19 Oct 2022, 16:00:15 UTC
Previous filing
02 Nov 2022
Next filing
22 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Disposed to Issuer $0 -904 -1.4% $0.000000 65,698 18 Oct 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Mikel H. Williams is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Pursuant to Mr. Williams resignation from the Company's Board of Directors, effective October 18, 2022, certain Restricted Stock Units granted on May 24, 2022 as part of director compensation for the 2022-2023 term, were forfeited in accordance with their terms and on a pro-rated basis.