Mikel H. Williams - Oct 18, 2022 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
Director
Signature
/s/ Mikel H. Williams
Stock symbol
RILY
Transactions as of
Oct 18, 2022
Transactions value $
$0
Form type
4
Date filed
10/19/2022, 04:00 PM
Previous filing
Nov 2, 2022
Next filing
Jun 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Disposed to Issuer $0 -904 -1.36% $0.00 65.7K Oct 18, 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Mikel H. Williams is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Pursuant to Mr. Williams resignation from the Company's Board of Directors, effective October 18, 2022, certain Restricted Stock Units granted on May 24, 2022 as part of director compensation for the 2022-2023 term, were forfeited in accordance with their terms and on a pro-rated basis.