Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | AUID | Common Stock, $.0001 par value | 174K | Sep 20, 2022 | Direct | ||||||
holding | AUID | Common Stock, $.0001 par value | 353K | Sep 20, 2022 | See footnote | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AUID | Stock Options | Award | $106K | +35K | $3.03 | 35K | Sep 20, 2022 | Common Stock, $0.0001 par value per share | 35K | $3.03 | Direct | F2 | |
holding | AUID | Senior Secured Convertible Note | 270K | Sep 20, 2022 | Common Stock, $0.0001 par value per share | 270K | $3.70 | See Footnotes | F1 | |||||
holding | AUID | Senior Secured Convertible Note | 27K | Sep 20, 2022 | Common Stock, $0.0001 par value per share | 27K | $3.70 | Direct | ||||||
holding | AUID | Stock Options | 10.2K | Sep 20, 2022 | Common Stock, $0.0001 par value per share | 10.2K | $15.16 | Direct | F2 | |||||
holding | AUID | Stock Options | 389K | Sep 20, 2022 | Common Stock, $0.0001 par value per share | 389K | $7.20 | Direct | F3 | |||||
holding | AUID | Stock Options | 556K | Sep 20, 2022 | Common Stock, $0.0001 par value per share | 556K | $2.10 | Direct | ||||||
holding | AUID | Warrants | 11.7K | Sep 20, 2022 | Common Stock, $0.0001 par value per share | 11.7K | $4.95 | Direct | ||||||
holding | AUID | Warrants | 8.75K | Sep 20, 2022 | Common Stock, $0.0001 par value per share | 8.75K | $2.64 | Direct |
Id | Content |
---|---|
F1 | Mr. Broenniman is the Managing Partner of Varana Capital, LLC ("Varana Capital"), which, in turn, is the investment manager of and has dispositive control over the shares held by Varana Capital Focused, LP ("VCFLP"). By virtue of these relationships, in addition to the shares he holds personally, Mr. Broenniman may be deemed to beneficially own the shares held by Varana Capital Focused, LP. |
F2 | The shares vest monthly in equal amounts over a one-year period. |
F3 | 383,334 of the shares vest upon meeting performance criteria. |